Net capital rule

Results: 731



#Item
351Financial economics / United States housing bubble / Leverage / Federal Reserve System / Savings and loan association / Securitization / Subprime crisis background information / Net capital rule / Debt / Economics / Finance

B7 October 2006 Report on the Condition of the U.S. Banking Industry: Fourth Quarter, 2005

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Source URL: www.federalreserve.gov

Language: English - Date: 2009-02-12 15:15:24
352Tax / Public economics / Taxation in the United States / Political economy / Business / IRS tax forms / Net capital rule / Broker / Occupations / Internal Revenue Service

Microsoft Word - Real Estate Stmt of Election.doc

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Source URL: www.fresno.gov

Language: English - Date: 2014-09-07 04:01:58
353Law / Public administration / Humanities / United States housing bubble / United States federal banking legislation / Net capital rule / Clean Water Act / Water law in the United States / Regulation

FINANCIAL IMPACT STATEMENT

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Source URL: www.adeq.state.ar.us

Language: English - Date: 2012-05-18 10:09:36
354SEC filings / 73rd United States Congress / United States Securities and Exchange Commission / Financial regulation / Securities Exchange Act / United States corporate law / Broker-dealer / U.S. Securities and Exchange Commission / Net capital rule / United States securities law / Finance / Financial economics

Document: Proposed Rule, Register Page Number: 29 IR 3420 Source: July 1, 2006, Indiana Register, Volume 29, Number 10 Disclaimer: This document was created from the files used to produce the official CD-ROM Indiana Regi

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Source URL: www.in.gov

Language: English - Date: 2007-03-16 15:56:42
355Financial markets / Money market fund / Short / Money market / Security / Federal Reserve System / Mutual fund / Market liquidity / Net capital rule / Financial economics / Investment / Finance

Comment Letter on File No. S7-08-07

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Source URL: www.sec.gov

Language: English - Date: 2008-12-31 12:01:56
356Financial system / Financial services / Financial regulation / Short selling / Broker-dealer / Fixed income market / Short / U.S. Securities and Exchange Commission / Net capital rule / Financial markets / Financial economics / Finance

Comment Letter on File No. S7-08-07

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Source URL: www.sec.gov

Language: English - Date: 2009-08-05 14:55:52
357Financial system / Financial services / Net capital rule / United States housing bubble / Financial regulation / Short selling / Broker-dealer / Short / Federal Reserve System / Financial markets / Financial economics / Finance

October 24, 2012 Securities and Exchange Commission Attn.: Ms. Nancy M. Morris, Secretary 100 F Street, N .E. Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-10-26 09:33:38
358Money / U.S. Securities and Exchange Commission / Financial adviser / Financial economics / Ameriprise Financial / Net capital rule / Finance / Soft dollar / Business

Microsoft Word - bgeorge2265 _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-08-11 11:14:03
359Financial markets / Financial services / Dow Jones Industrial Average / Primary dealers / JPMorgan Chase / Short / Bank / Broker-dealer / Net capital rule / Financial economics / Investment / Finance

J.P.Morgan Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20S49 Attention Ms. Nancy M . Morris

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Source URL: www.sec.gov

Language: English - Date: 2012-06-08 14:22:03
360United States housing bubble / Systemic risk / Basel II / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Futures contract / Net capital rule / Derivative / Securities Commission / Financial economics / Financial regulation / Finance

January 3, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]By Electronic Mail ([removed])

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Source URL: www.sec.gov

Language: English - Date: 2013-01-07 11:29:36
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